Policies and Guidelines
- policy for acceptance of clients
- policy on circulation of unauthenticated news
- policy on client code modifications
- policy on conflict of interest
- policy on identification of beneficial ownership
- policy on internal control system
- policy on receiptof pre funded instrument
- policy on risk management system
- policy on surveillance mechanism
- PMLA
- Postal Ballot Result Scrutinizer’s Report
- Guidance Note Do and Dont
- internet and wireless technology
- policies and procedures
- rights and obligations
- risk disclosure documents
- running account authorization
- Investor Grievance Redressal Mechanism Policy
- Policy for Inactive Clients
- Cyber Security Policy
Account Opening Forms
- Individual Account Opening Form
- Non-Individual Account Opening Form
- Modification Form
- Declaration for email / mobile used in multiple demat / trading accounts
- Segment Addition Form
- Nomination Form
- Account Closure Form
- Reactivation Letter
Physical Settlement Notice
Client registration documents (Right & Obligations, Risk Disclosure Document, do’s & don’ts) in vernacular language
Bengali
Hindi
Malyalam
Marathi
Oriya
Punjabi
Telegu
Urdu
Sindhi
Tamil
Assamese
Gujrati
Kanada
Kashmiri
Konkani